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Financial Services and Markets Authority
Results: 490

#	Item
371	Division of Trading and Markets No-Action Letter: Financial Industry Regulatory Authority, Re: Broker-Dealers Holding Cash in a Reserve Account at a Non-Affiliated U.S. Branch of a Foreign Bank under Rule 15c3-3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-27 12:07:47 Financial markets Financial services Primary dealers Broker-dealer Fixed income market U.S. Securities and Exchange Commission Bank UBS Net capital rule Financial economics Investment Finance
372	Title: Options for reform to regulatory framework for consumer credit Lead department or agency: Add to Reading List Source URL: www.gov.uk Language: English - Date: 2013-02-13 08:06:51 Financial Services Authority Office of Fair Trading Consumer protection Financial Ombudsman Service Financial Conduct Authority Consumer Credit Act Credit counseling Collection agency Financial Services and Markets Act United Kingdom Economy of the United Kingdom Business
373	markt.ddg2.h[removed]April 2012 Draft minutes of the 21st meeting of the European Insurance and Occupational Pensions Committee Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2012-07-05 04:36:52 Financial economics Solvency II Directive European Insurance and Occupational Pensions Authority Directive on services in the internal market Markets in Financial Instruments Directive Directive Undertakings for Collective Investment in Transferable Securities Directives Own Risk and Solvency Assessment European Union directives European Union Law
374	press release "High level committee on a new financial architecture" Add to Reading List Source URL: www.docufin.fgov.be Language: English - Date: 2009-02-24 09:33:53 Politics of the European Union Financial markets Government Alexandre Lamfalussy Committee of European Securities Regulators Banking Finance and Insurance Commission Late-2000s financial crisis Financial Services Authority Centre for European Policy Studies Economics Economic history European Commission
375	PDF Document Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2008-09-01 05:56:09 Europe Economy of the European Union European Union directives Law Financial markets Lamfalussy process Markets in Financial Instruments Directive European Insurance and Occupational Pensions Authority Financial Services Action Plan European Union law European Union Financial regulation
376	PDF Document Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2010-06-03 10:30:44 Finance Investment European Union law Economy of the European Union Financial services Markets in Financial Instruments Directive Financial regulation Undertakings for Collective Investment in Transferable Securities Directives European Insurance and Occupational Pensions Authority Financial economics Economics European Union directives
377	Regulatory Notice [removed]SEC Financial Responsibility Rules Add to Reading List Source URL: www.cecouncil.com Language: English - Date: 2014-04-02 16:31:29 Financial services Finance Self-regulatory organizations United States Securities and Exchange Commission Financial markets Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer United States securities law Financial economics Financial system
378	2014 Exam Priorities Overview Add to Reading List Source URL: www.cecouncil.com Language: English - Date: 2014-06-17 15:06:44 United States securities law Stock market Financial markets Financial services Financial Industry Regulatory Authority Securities Exchange Act Structured product Investment banking U.S. Securities and Exchange Commission Financial economics Finance Business
379	Consultation on the Review of the European System of Financial Supervision Disclaimer This document is a working document of the Commission services for consultation and does not prejudge the final form of any future Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-10-15 09:41:19 Human spaceflight European Securities and Markets Authority European Insurance and Occupational Pensions Authority European Systemic Risk Board Markets in Financial Instruments Directive DIRECT Financial regulation European Union Europe Financial economics
380	Consultation on the Review of the European System of Financial Supervision Disclaimer This document is a working document of the Commission services for consultation and does not prejudge the final form of any future Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-10-15 09:41:15 Human spaceflight European Systemic Risk Board Financial risk European Securities and Markets Authority European Insurance and Occupational Pensions Authority DIRECT Financial regulation Markets in Financial Instruments Directive European Union Europe Financial economics

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